Junior Client Onboarding Officer Jobs in Pune - Credit Suisse

Junior Client Onboarding Officer

Credit Suisse

0 to 3 Years

Not disclosed

Expired

Posted: 23 Jun 20

Job Description

We Offer

Client Due Diligence Services is a unit of BPS - Client Onboarding & Lifecycle Management which also includes Client Onboarding, and Client Lifecycle Control. The Client Due Diligence Services function serves as a business partner, working with clients, and internal stakeholders, to facilitate all KYC Periodic Reviews pursuant to CS policies and prescribed requirements imposed by local and global regulators.

This role will of IB CDDS KYCS Pune Team Lead will support the KYCS Periodic Review team for all Investment Banking business across all CS APAC entities, and supports the identification of financial crime related risks, and adherence with requirements set out by Regulators in relation to existing clients.

You will have the opportunity to lead the IB CDDS KYCS Pune team supporting APAC Business across Global and regional booking entities

You will conduct periodic Know Your Client (KYC) reviews of existing clients, performing Enhanced Due Diligence, performing approvals of Standard Due Diligence, and ensuring overall compliance with CS standards.
Validate of the identity of existing clients across the APAC division
Verify in accordance with local regulations and Credit Suisse policies and procedures.
You will ensure Sanctions, PEP and Adverse Media / Negative News screenings performed in accordance within CS procedures.
Ensure clients are correctly classified as prescribed by CS Policy and Regulatory expectations
This is a client facing role and offers front office collaboration with Sales and Relationship Managers as required
You will periodically review KYC records as to completeness, including verifying that due diligence has been performed and that customer due diligence (CDD) standards are followed; also that the files and risk assessments are current and up to date;
Investigating high risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation to complete the client file;
Communicate effectively and efficiently with relevant internal and external parties to obtain KYC documents;
You will be responsible for a deep understanding of regulations, policies and procedures;
You will take up specific projects which may rise from time to time
Verify should be in accordance with local regulatory and Credit Suisse policies and procedures
Ensure clients are correctly classified as prescribed by CS Policy and Regulatory expectations
Provide training on KYC / AML to Colleagues and other Departments as required

You Offer

You hold a bachelor's degree or business administration or equivalent in a related discipline together with equivalent working experience;
You are a problem solver with the capability to think outside of the box
You are dedicated, a self-starter approach to your work
You communicate effectively (both verbal and written), and have the ability to influence your business partners
You are highly motivated and have the eagerness to work efficiently
You have phenomenal mentoring skills, with exemplary attention to detail along with having a highly collaborative approach when working as part of a team and also independently
The flexibility to work in a dynamic and energized environment with changing priorities
You can demonstrate experience in KYC work within the financial service industry
Strong research and analytical skills
Good Excel and Power point skills

India-Pune-Pune