Sr Executive/Asst Manager – Internal Audit Jobs in Gurgaon - Aviva India

Job Description:The Internal Audit function at Aviva India is a Group Audit function. The jobholder is responsible for providing assurance that key functions are being conducted in alignment with the required Company and regulatory standards. He/She needs to contribute individually on audit assignments with an oversight by DVP – Internal Audit. 

Principal Accountabilities:Conduct audits as per a pre - defined audit plan, covering all aspects of sales and sales force management processes

Define and suggest improvements in internal controls covering transactional controls, custodian controls, authorisation controls and compliance controls

Maintain defined checklists and questionnaires

Key Outputs:

Monitor and audit sales related areas of the business, producing reports to ensure compliance with Company and regulatory standards

Investigate and report on compliance issues and recommend effective business solutions

Provide advice and guidance to less experienced team members

Completion of Branch Rating Tool

Key Performance Indicators:Timely completion of audits

Identification of potential efficiency improvements and opportunities for adding value across the business

Recommendations on how risks identified in internal processes can be better managed and controlled

Contribution to achievement of corporate objectives by engendering a culture of continuous improvement

Statutory/ regulatory audit reports

Eligibility:CA/ MBA/ Equivalent Qualification from a reputed institute with 3 - 5 years of relevant experience in the financial services industry