Compliance Officer Jobs in Mohali - Finvasia Securities Pvt Ltd

Compliance Officer
Finvasia Securities Pvt Ltd
Mohali(Industrial Area)
Other Graduate
0 Years
80000 - 90000 Monthly
Finvasia Securities Pvt Ltd
Last Date 11 Feb 2020
This Job is Expired

Finvasia Securities Pvt Ltd - Job Details

Date of posting: 13 Dec 19
  • Hands on experience in handling Compliances related to the Capital and Commodities Markets (Equity, Derivatives, Commodities and Currency market segments including KYC, DP)
  • Defining the necessary level of knowledge on existing and emerging regulatory compliance requirements across the organization.
  • Developing the annual compliance work plan that reflects the organization's unique characteristics.
  • Periodically revising the compliance plan in light of changes.
  • Guiding the compliance team in a productive and professional way.
  • Overseeing and monitoring the implementation of the compliance program.
  • Providing strategic direction to the management team on compliance and preparing and presenting clear and concise compliance reports to the Board.
  • Highly skilled in interfacing with SEBI and the Stock Exchanges on compliance issues
  • Proven capability to coordinate Inspections conducted by the Regulator and Exchanges, Internal audits, reviews, and examinations.
  • Providing guidance, advice, and/or training and educational programs, to improve business' understanding of related laws and regulatory requirements including Anti-money laundering.
  • Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation.
  • Developing policies and processes for compliance related work
  • Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.
  • Independently investigating and acting on matters related to compliance.
  • Monitoring external review processes
  • Expertise in handling crisis management in a high pressure environment and to identify and prioritize tasks at hand.
  • Knowledge of operations and risk with regard to DP and KYC

Job Summary

Job Type : Full Time
Job Role : Others
Job Category : Others
Hiring Process : Face to Face Interview
Who can apply : Freshers
State : Punjab
Country : India

About Finvasia Securities Pvt Ltd

Finvasia is amongst India’s fastest growing Fintech company that has a diversified business model, offering services ranging from asset management, investment banking, and capital market advisory, currency hedging to brokerage services in commodities, equities and derivatives. The company advises clients on investments in fourteen countries, ranging from Australia to Brazil and everything in between.

Finvasia acts as a one-stop shop for Foreign Portfolio Investors (FPI) who seeks to make investments in the Indian markets. The company also offers advice to investors who plan to diversify their investments across borders and asset class.

This Job is Expired
This posting is done directly & exclusively on We do not entertain any unsolicited calls or enquiries from any consultants, other portals or TPOs. Notice: This recruitment is FREE. if the recruiter charges any fees, please write us

People who view this job also look for jobs with following keywords

Fully solved online mock placement papers with latest test pattern,count down timer,detail test analysis with answer and explanation is available at Power Placement Preparation:P3.
Start your preparation now with P3 and increase your success probabiltiy.

Need a Institute/Coaching Class?

IT Courses / Govt Exam Preparation

Higher Studies / Studies Abroad

Post an enquiry and get instant responses from institutes and best Coaching Classes in your city

Finvasia Securities Pvt Ltd recruiting Compliance Officer candidates nearby Mohali(Industrial Area).Finvasia Securities Pvt Ltd vacancies for Compliance Officer is recruited through Written-test, Face to Face Interview etc.
Finvasia Securities Pvt Ltd Company recruits a lot of candidates every year based on the skills Stock Trading. The candidates with Other Graduate are selected to full fill the vacancies in Others job field. The candidates nearby Mohali(Industrial Area) can apply for Compliance Officer position in Finvasia Securities Pvt Ltd. All candidates should have a degree or post-graduation in the required field based on the requirement mentioned. The jobs are available in Full Time basis. When it comes to the Finvasia Securities Pvt Ltd recruitment, candidates are mostly chosen for the department of Others . To learn more about the current jobs and other details, it is better to go through official site of Finvasia Securities Pvt Ltd and Freshersworld. Find the latest jobs near you and near your home. So, that you don’t need to relocate. The Freshersworld is a leading employment portal that researches the official site of Finvasia Securities Pvt Ltd and provides all the details about the current vacancies, the application process, selection process, interview test details, important dates and other information. Search and apply for the top job positions in Finvasia Securities Pvt Ltd and near your city and get a secured career.