KYC/AML Specialist Jobs in Pune - The Citco Group Limited

KYC/AML Specialist

The Citco Group Limited

0 to 3 Years

Not disclosed

Expired

Posted: 10 Jun 20

Job Description

Fund Services.KYC/AML Specialist

Preparing investor and client CDD files for review by the Senior Administrator or Account Manager/AVP
Preparing timely and accurate internal/external client/Board AML reports as required.
Requesting appropriate CDD documentation from investors in CFSI administrated funds and from CFSI clients.
Maintaining an overview of complete and incomplete CDD records and ensuring action is taken to complete all CDD records.
Timely follow up on pending CDD requests keeping compliance with CFSI escalation and follow up procedures.
Maintenance and safe keeping of CDD documents and files.
Liaising with internal Investor relations team on a daily basis responding to investor and client AML queries.
Ensuring queries and emails are responded to in a timely and accurate manner.
Clearing and/or investigating/verifying possible matches as generated by the scanning application that Citco uses to scan their client base against lists of undesirable persons.
Keeping informed as to present and future legislation and regulatory developments in the jurisdiction.
Assisting with fund specific CDD reviews.
Provide information to management in respect of AML/CDD issues arising
Ensure all queries received by the team are responded to in a timely manner
Maintain delivery of a high quality service level to clients and other Citco departments ensuring all queries are dealt with in a professional manner and escalating where appropriate
Ensure a professional relationship is maintained with clients and stakeholders at all times
Specific projects which may arise from time to time.
Maintain a professional working environment