Urgently Hiring For The Position Of SEBI Registered Investment Advisor Jobs Opening in Estabizz fintech private limited at Noida-Others, Noida
Urgently hiring for the position of SEBI Registered Investment Advisor
3+ Years 
600000 - 1000000 Yearly 
Certificate Course (ITI), Diploma, B.Com(Banking and Insurance, Business Analytics, Finance, Financial Markets, International Accounting & Finance, International Finance, Investment Banking, Investment Management, Management & Finance, Strategic Finance, Banking & Capital Markets, Financial Analytics), M.Com, BBA/BBM, MBA/PGDM(Banking & Insurance & Finance, Banking Finance and Allied Services, Business Analytics, Finance, Finance and Business Analytics, Finance and Entrepreneurship & New Venture Creation), BFA, MFA, Other Graduate, Other Post Graduate 
Job Description
Job Title: SEBI Registered Investment Advisor
(RIA)
Location: Noida
Job Summery
We are seeking a SEBI Registered Investment Advisor (RIA) to provide independent, unbiased financial and investment advice to clients in accordance with SEBI (Investment Advisers) Regulations, 2013. The advisor will assess client financial goals, risk tolerance, and investment horizon to develop personalized investment strategies while ensuring full regulatory compliance.
Key Responsibilities
· Provide independent and client-centric investment advice across asset classes such as equities, mutual funds, bonds, ETFs, and alternative investments.
· Conduct financial planning and portfolio analysis based on clients’ financial goals, income, liabilities, and risk appetite.
· Develop and implement investment strategies and asset allocation plans.
· Ensure full compliance with SEBI (Investment Advisers) Regulations and Code of Conduct.
· Maintain detailed client risk profiling and suitability assessments.
· Prepare and deliver portfolio performance reports and periodic reviews
· Stay updated on market trends, economic developments, and regulatory changes.
· Maintain proper documentation, records, and disclosures as required by SEBI.
· Educate clients on investment risks, diversification, and long-term financial planning.
· Avoid conflicts of interest and maintain complete transparency in advisory services.
Required Qualifications
· SEBI Registered Investment Advisor certification or eligibility for RIA registration.
· Certification from NISM Series X-A and X-B (Investment Adviser Level 1 & Level 2) or equivalent recognized qualification.
· Bachelor’s or master’s degree in Finance, Economics, Business Administration, Commerce, or related field.
Experience
· Minimum 5-8 years of experience in financial advisory, wealth management, or investment research.
More information about this Urgently hiring for the position of SEBI Registered Investment Advisor Job
Please go through the below FAQs to get all answers related to the given Urgently hiring for the position of SEBI Registered Investment Advisor job
- What are the job requirements to apply for this Urgently hiring for the position of SEBI Registered Investment Advisor job position?
- Ans: A candidate must have a minimum of 3+ year experience as an Urgently hiring for the position of SEBI Registered Investment Advisor
- What is the qualification for this job?
- Ans: The candidate can be a Graduate from any of the following: Diploma, Certificate Course (ITI), B.Com, M.Com, BBA/BBM, MBA/PGDM, BFA, MFA, Other Graduate, Other Post Graduate
- What is the hiring Process of this job?
- Ans: The hiring process all depends on the company. Normally for an entry level, hiring the candidate has to go for Aptitude, GD (If they look for communication),Technical test and face to face interviews.
- This Urgently hiring for the position of SEBI Registered Investment Advisor is a work from home job?
- Ans: No ,its not a Work from Home Job.
- How many job vacancies are opening for the Urgently hiring for the position of SEBI Registered Investment Advisor position?
- Ans: There are immediate 1 job openings for Urgently hiring for the position of SEBI Registered Investment Advisor in our Organisation.
