Audit Executive Jobs Opening in Shah Kapadia and Associates at Sion, Mumbai

About role:

Designation: Audit Executive

Location : Sion ( Immediate Joining)

Qualification: Specialized in Commerce Background

Description

• Handled compliance related inspections of various types of Brokers of the Exchange

including Small & Medium Size stock brokers, proprietary traders, brokers having institutional      clients, banks dealing in equity market and big broking houses.

• Conducting in-depth financial analysis and risk assessment of stock broker to gauge

           their solvency and to evaluate the potential risk they pose to system.

• Conducting and managing Internal audits of various broking Houses.
• Assisting and providing expert advice to Stock Brokers, DP’s and other clients

           regarding compliances.

• Drafting of various observations of the queries raised by Exchanges/ SEBI.
• Implementing various circulars issued by NSE/SEBI
• Client Co-Ordination and assisting team for the various audits. 

Job Types: Full-time, Regular / Permanent, Fresher

Salary: ₹10,000.00 - ₹12,000.00 per month

Schedule:

• Day shift
• Morning shift

1. What are the job requirements to apply for this Audit Executive job position?
   
   • Ans: A candidate must have a minimum of fresher as an Audit Executive


2. What is the qualification for this job?
   
   • Ans: The candidate can be a Graduate from any of the following: B.Com, M.Com
   
   
3. What is the hiring Process of this job?
   
   • Ans: The hiring process all depends on the company. Normally for an entry level, hiring the candidate has to go for Aptitude, GD (If they look for communication),Technical test and face to face interviews.
   
   
4. This Audit Executive is a work from home job?
   • Ans: No ,its not a Work from Home Job.
   
   
5. How many job vacancies are opening for the Audit Executive position?
   
   • Ans: There are immediate 1 job openings for Audit Executive in our Organisation.